Broker Check

Retirement Planning

Retirement Plan Consulting

When it comes to retirement plan consulting, experience and expertise are key qualities. The WealthWise Financial Services team has both. We specialize in working with business owners and corporations to simplify the complex demands of retirement plans from inception, to execution, to ongoing maintenance.

We provide consulting services for company-sponsored retirement plans such as 401(k), 403(b), Safe Harbor, Profit Sharing and Defined Benefit plans. Other firms may only offer their services as a broker on a commission basis. However, we are able to provide consulting services on a fee-basis by acting as a 3(21) fiduciary advisor. As a 3(21) advisor, we are acting in a co-fiduciary capacity and therefore are held to a higher level of responsibility and accountability than when acting in a broker status.

Navigating the Risks of Regulations:
Plan Sponsor Consulting

We provide companies the following investment advisory and consulting services:

  • Investment Policy Statement
  • Service Provider Liaison
  • Ongoing Investment Monitoring
  • Plan Committee Education
  • Ongoing Investment Recommendations
  • Vendor Analysis
  • Qualified Default Investment Alternative Assistance
  • Benchmarking Services
  • Performance Reports
  • Fee Analysis

Navigating the Risks of Retirement Readiness:
Financial Wellness for Employees

We work with you to establish a long-term plan for employee retirement readiness through:

  • Enrollment and Education Plan Recommendations
  • Financial Wellness Programs
  • Employee Investment Advice
  • Transition Guidance